Book Updates
Chapter 6. Ethical
Responsibilities Among Lawyers and Within Law Firms
§ 6:7. Protecting client confidentiality and the attorney-client
privilege
Form: Confidentiality agreement for non-lawyer staff:
Ethical
Requirements and Confidential Information
As an employee of [independent contractor
to] a law firm, I am bound by the [state] [Rules of Professional
Conduct or Code of Professional Responsibility] the same
as a lawyer. Non-lawyers cannot be professionally disciplined for
violations of ethical rules, but lawyers can, in several instances,
be disciplined for the acts of their employees [contractors]. A
violation of ethical rules by an employee [contractor] may also
subject the firm and the employee [contractor] to significant civil
liability.
As an employee [contractor] of this law
firm, I will come into contact with all kinds of information about
the firm's clients and their cases and the firm. I will be exposed
to client confidences and secrets (including potentially incriminating
information), correspondence, legal documents, and financial data
which are entrusted to the firm as the client's legal advisor or
advocate. I agree that: (a) I will forever hold such information
in trust and confidence; (b) I will never use such information for
my own benefit or the benefit of others; (c) I will not divulge
such information at any time in any form to any person not entitled
to such information unless directed by the firm or by a court of
competent jurisdiction, and (d) this duty continues forever, even
if the client dies.
I recognize that unauthorized use or disclosure
of any information, files, or belongings of clients to any unauthorized
person outside the firm violates legal ethics and can subject me
to immediate discharge from my employment [contract] with the firm.
In addition, unauthorized disclosure would subject me and the firm
to civil liability to the client.
I hereby certify that I have read and understand
the [state] [Rules of Professional Conduct or Code of Professional
Responsibility] and the Comments to each rule.
I agree to indemnify the law firm for any
civil or criminal liability that it may incur due to my unauthorized
disclosure or use of confidential information.
A breach of this agreement is grounds for
immediate discharge.
_________________________________
Employee Signature
_________________________________
Date
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